Job Details

Client Associate

Location: Santa Barbara, California

Job Type: Full Time

Your role:

Are you truly service oriented? Do you know how to take care of people? Can you anticipate next steps? A Client Associate services clients and provides operational and administrative support to Financial Advisors. This role requires the employee to be fully registered. Must have at least 5 years of industry experience.

We're looking for a Registered Client Service Associate to:

1. Keep management systems up-to-date with client information
2. Educate clients on account services and capabilities
3. Help with the preparation of reports and other materials for client meetings
4. Collect the right documentation for opening new accounts and service requests
5. Plan team marketing events and maintain marketing materials
6. Provide the team with a detailed calendar of activities, daily, weekly, and monthly
7. Leverage communication channels to enhance relationships with clients
8. Identify and report process improvements in your own work scope

Salary Information:
The salary range for this role is $60,000 to $75,000. The expected salary range(s) for this role as of the date of this posting is/are based on factors including, but not limited to, experience, qualifications, education, location, and skill level. This role may also be eligible for discretionary incentive compensation.

Your expertise:

1. Series 7 and 66 licenses (for registered CSAs only)
2. Ideally 2 years of experience in client service, within the finance sector
3. Bachelor's or Master's degree or equivalent, focusing on day-to-day client service
4. Excellent communicator, with solid interpersonal skills
5. Detail oriented (nothing gets past you)
6. Proficient in Microsoft Office Suite

About us:

UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management, and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

Join us:

At UBS, we know that it's our people, with their diverse skills, experiences, and backgrounds, who drive our ongoing success. We're dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow, and flexible working options when possible.

We're committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Disclaimer: UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills, and experiences within our workforce.